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HALLIBURTON CO — Director's Dealing 2016
Oct 20, 2016
30269_dirs_2016-10-20_41659d39-fa7c-4821-a1ad-8f66475e8b9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2016-10-19
Reporting Person: Carre Eric (EVP, Global Business Lines)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-19 | Common Stock | M | 13900 | $36.31 | Acquired | 169993.6 | Direct |
| 2016-10-19 | Common Stock | S | 13900 | $50.00 | Disposed | 156093.6 | Direct |
| 2016-10-19 | Common Stock | M | 3666 | $34.15 | Acquired | 159759.6 | Direct |
| 2016-10-19 | Common Stock | S | 3666 | $50.00 | Disposed | 156093.6 | Direct |
| 2016-10-19 | Common Stock | S | 777 | $50.00 | Disposed | 155411.1 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-19 | Option to Buy Common Stock | $36.31 | M | 13900 | Disposed | 2023-01-03 | Common Stock (13900) | Direct |
| 2016-10-19 | Option to Buy Common Stock | $34.15 | M | 3666 | Disposed | 2022-01-03 | Common Stock (3666) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $34.48 | 2026-01-04 | Common Stock (28604) | 28604 | Direct |
| Option to Buy Common Stock | $39.49 | 2025-01-02 | Common Stock (24750) | 24750 | Direct |
| Option to Buy Common Stock | $50.01 | 2024-01-02 | Common Stock (8300) | 8300 | Direct |
| Option to Buy Common Stock | $40.83 | 2021-01-01 | Common Stock (7000) | 7000 | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2016.
F2: Includes 94.500 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended June 30, 2016 and September 30, 2016.
F3: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2016.
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