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HALLIBURTON CO Director's Dealing 2016

Oct 20, 2016

30269_dirs_2016-10-20_41659d39-fa7c-4821-a1ad-8f66475e8b9a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2016-10-19

Reporting Person: Carre Eric (EVP, Global Business Lines)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-19 Common Stock M 13900 $36.31 Acquired 169993.6 Direct
2016-10-19 Common Stock S 13900 $50.00 Disposed 156093.6 Direct
2016-10-19 Common Stock M 3666 $34.15 Acquired 159759.6 Direct
2016-10-19 Common Stock S 3666 $50.00 Disposed 156093.6 Direct
2016-10-19 Common Stock S 777 $50.00 Disposed 155411.1 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-19 Option to Buy Common Stock $36.31 M 13900 Disposed 2023-01-03 Common Stock (13900) Direct
2016-10-19 Option to Buy Common Stock $34.15 M 3666 Disposed 2022-01-03 Common Stock (3666) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Buy Common Stock $34.48 2026-01-04 Common Stock (28604) 28604 Direct
Option to Buy Common Stock $39.49 2025-01-02 Common Stock (24750) 24750 Direct
Option to Buy Common Stock $50.01 2024-01-02 Common Stock (8300) 8300 Direct
Option to Buy Common Stock $40.83 2021-01-01 Common Stock (7000) 7000 Direct

Footnotes

F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2016.

F2: Includes 94.500 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended June 30, 2016 and September 30, 2016.

F3: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2016.