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HALLIBURTON CO — Director's Dealing 2016
Oct 20, 2016
30269_dirs_2016-10-20_79b06ca5-7d8c-422a-bcb3-62cfe4366e01.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2016-10-19
Reporting Person: Pope Lawrence J (EVP Administration & CHRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-19 | Common Stock | M | 10400 | $33.17 | Acquired | 182782.146 | Direct |
| 2016-10-19 | Common Stock | S | 10400 | $50.05 | Disposed | 173088.039 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-19 | Option to Buy Common Stock | $33.17 | M | 10400 | Disposed | 2016-12-06 | Common Stock (10400) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $38.95 | 2025-12-02 | Common Stock (44500) | 44500 | Direct |
| Option to Buy Common Stock | $40.75 | 2024-12-03 | Common Stock (47400) | 47400 | Direct |
| Option to Buy Common Stock | $50.62 | 2023-12-04 | Common Stock (29400) | 29400 | Direct |
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (38500) | 38500 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (28300) | 28300 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (23000) | 23000 | Direct |
| Option to Buy Common Stock | $29.35 | 2019-12-01 | Common Stock (26500) | 26500 | Direct |
| Option to Buy Common Stock | $36.90 | 2017-12-05 | Common Stock (9100) | 9100 | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.
F2: Includes 705.893 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended March 31, 2016, June 30, 2016 and September 30, 2016.
F3: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.
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