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HALLIBURTON CO — Director's Dealing 2016
Oct 20, 2016
30269_dirs_2016-10-20_9bdbd3f2-9966-414c-a2d3-b023bf4f4de1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2016-10-19
Reporting Person: LESAR DAVID J (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-19 | Common Stock | S | 10000 | $49.99 | Disposed | 573092.389 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 98570.24 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $38.95 | 2025-12-02 | Common Stock (176900) | 176900 | Direct |
| Option to Buy Common Stock | $40.75 | 2024-12-03 | Common Stock (178100) | 178100 | Direct |
| Option to Buy Common Stock | $50.62 | 2023-12-04 | Common Stock (137900) | 137900 | Direct |
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (208900) | 208900 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (141900) | 141900 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (108000) | 108000 | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2016.
F2: Includes 679.148 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended March 31, 2016, June 30, 2016 and September 30, 2016.
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