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HALLIBURTON CO — Director's Dealing 2016
Dec 1, 2016
30269_dirs_2016-12-01_ad2c4d69-2e58-4c74-a857-c0c9fb398c33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2016-11-30
Reporting Person: LESAR DAVID J (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-30 | Common Stock | S | 10000 | $53.99 | Disposed | 563092.389 | Direct |
| 2016-11-30 | Common Stock | S | 10000 | $51.99 | Disposed | 553092.389 | Direct |
| 2016-11-30 | Common Stock | S | 10000 | $52.99 | Disposed | 88570.24 | Indirect |
| 2016-11-30 | Common Stock | S | 10000 | $51.74 | Disposed | 78570.24 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $38.95 | 2025-12-02 | Common Stock (176900) | 176900 | Direct |
| Option to Buy Common Stock | $40.75 | 2024-12-03 | Common Stock (178100) | 178100 | Direct |
| Option to Buy Common Stock | $50.62 | 2023-12-04 | Common Stock (137900) | 137900 | Direct |
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (208900) | 208900 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (141900) | 141900 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (108000) | 108000 | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2016.
F2: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's Spouse on May 16, 2016. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
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