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HALLIBURTON CO — Director's Dealing 2016
Dec 9, 2016
30269_dirs_2016-12-09_5bdc1d50-cb56-4147-a54e-70ac346e28f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2016-12-07
Reporting Person: LESAR DAVID J (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-07 | Common Stock | A | 69200 | $53.54 | Acquired | 614346.389 | Direct |
| 2016-12-08 | Common Stock | F | 3540 | $54.02 | Disposed | 610806.389 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-07 | Option to Buy Common Stock | $53.54 | A | 114900 | Acquired | 2026-12-07 | Common Stock (114900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 78570.24 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $38.95 | 2025-12-02 | Common Stock (176900) | 176900 | Direct |
| Option to Buy Common Stock | $40.75 | 2024-12-03 | Common Stock (178100) | 178100 | Direct |
| Option to Buy Common Stock | $50.62 | 2023-12-04 | Common Stock (137900) | 137900 | Direct |
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (208900) | 208900 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (141900) | 141900 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (108000) | 108000 | Direct |
Footnotes
F1: Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F2: On December 7, 2016, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $53.54.
F3: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F4: The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.