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HALLIBURTON CO — Director's Dealing 2016
Dec 9, 2016
30269_dirs_2016-12-09_0d15619d-9a34-4862-b42c-079aa829200d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2016-12-07
Reporting Person: McKeon Timothy (Vice Pres and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-07 | Common Stock | A | 3000 | $53.54 | Acquired | 18037 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-07 | Option to Buy Common Stock | $53.54 | A | 5100 | Acquired | 2026-12-02 | Common Stock (5100) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $38.95 | 2025-12-02 | Common Stock (8300) | 8300 | Direct |
| Option to Buy Common Stock | $40.75 | 2024-12-03 | Common Stock (8500) | 8500 | Direct |
| Option to Buy Common Stock | $50.62 | 2023-12-04 | Common Stock (5600) | 5600 | Direct |
| Option to Buy Common Stock | $36.31 | 2023-01-03 | Common Stock (4900) | 4900 | Direct |
| Option to Buy Common Stock | $34.15 | 2022-01-03 | Common Stock (5400) | 5400 | Direct |
| Option to Buy Common Stock | $45.43 | 2021-05-16 | Common Stock (4550) | 4550 | Direct |
| Option to Buy Common Stock | $49.48 | 2018-05-16 | Common Stock (3000) | 3000 | Direct |
Footnotes
F1: Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F2: On December 7, 2016, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $53.54.
F3: The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.
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