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HALLIBURTON CO — Director's Dealing 2013
Feb 15, 2013
30269_dirs_2013-02-15_2277dc23-68d5-48bd-875f-66adaaff6f4e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2013-02-13
Reporting Person: Brown James S (President - Western Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-13 | Common Stock | D | 628 | $40.84 | Disposed | 403932.58 | Direct |
| 2013-02-14 | Common Stock | S | 3844 | $42.00 | Disposed | 400336.29 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (56900) | 56900 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (43700) | 43700 | Direct |
| Option to Buy Common Stock | $15.42 | 2018-12-02 | Common Stock (16566) | 16566 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (26100) | 26100 | Direct |
| Option to Buy Common Stock | $29.35 | 2019-12-01 | Common Stock (45600) | 45600 | Direct |
| Option to Buy Common Stock | $35.67 | 2018-02-13 | Common Stock (10000) | 10000 | Direct |
| Option to Buy Common Stock | $33.02 | 2016-01-06 | Common Stock (6000) | 6000 | Direct |
| Option to Buy Common Stock | $29.87 | 2017-01-03 | Common Stock (13400) | 13400 | Direct |
Footnotes
F1: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 30, 2012.
F3: Includes 247.71 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended December 31, 2012.