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HALLIBURTON CO — Director's Dealing 2013
Apr 3, 2013
30269_dirs_2013-04-02_4b87a0b8-6ad9-455f-8214-b665eb30aada.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2013-03-31
Reporting Person: CARROLL MILTON (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-31 | Stock Equivalent Units | $ | A | 678.09 | Acquired | Common Stock (678.09) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20271 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (5316.03) | 5316.03 | Direct |
Footnotes
F1: The security converts to common stock on a one-for-one basis.
F2: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
F3: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
F4: On March 28, 2013, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $40.41.
F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.
F6: The restricted stock units vest in four equal annual installments beginning August 1, 2013. Vested shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F7: Includes 16.29 dividend equivalent units as of March 31, 2013.