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HALLIBURTON CO — Director's Dealing 2013
Aug 20, 2013
30269_dirs_2013-08-20_8bf628f7-4806-4c6f-af43-2c994e297d9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2013-08-19
Reporting Person: LESAR DAVID J (Director, Chairman, Pres. and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-19 | Common Stock | S | 4782 | $47.00 | Disposed | 636381.02 | Direct |
| 2013-08-19 | Common Stock | M | 50000 | $32.39 | Acquired | 686381.02 | Direct |
| 2013-08-19 | Common Stock | S | 50000 | $47.00 | Disposed | 636381.02 | Direct |
| 2013-08-19 | Common Stock | S | 19624 | $47.00 | Disposed | 88357.14 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-19 | Option to Buy Common Stock | $32.39 | M | 50000 | Disposed | 2015-12-07 | Common Stock (50000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (208900) | 208900 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (141900) | 141900 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (108000) | 108000 | Direct |
| Option to Buy Common Stock | $29.35 | 2019-12-01 | Common Stock (128400) | 128400 | Direct |
| Option to Buy Common Stock | $36.90 | 2017-12-05 | Common Stock (110700) | 110700 | Direct |
| Option to Buy Common Stock | $33.17 | 2016-12-06 | Common Stock (348699) | 348699 | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 29, 2013.
F2: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's Spouse on April 29, 2013. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of this Section 16 or for any other purpose.
F3: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 29, 2013.