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HALLIBURTON CO — Director's Dealing 2013
Dec 6, 2013
30269_dirs_2013-12-06_5af40293-1d83-4595-a77d-1436a6cb1fe9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2013-12-04
Reporting Person: LESAR DAVID J (Director, Chairman, Pres. and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-04 | Common Stock | A | 94700 | $50.62 | Acquired | 641102.21 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-04 | Option to Buy Common Stock | $50.62 | A | 137900 | Acquired | 2023-12-04 | Common Stock (137900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 75727.14 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $33.17 | 2016-12-06 | Common Stock (198699) | 198699 | Direct |
| Option to Buy Common Stock | $32.39 | 2015-12-07 | Common Stock (80000) | 80000 | Direct |
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (208900) | 208900 | Direct |
| Option to Buy Common Stock | $35.57 | 2021-12-06 | Common Stock (141900) | 141900 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (108000) | 108000 | Direct |
| Option to Buy Common Stock | $29.35 | 2019-12-01 | Common Stock (128400) | 128400 | Direct |
| Option to Buy Common Stock | $36.90 | 2017-12-05 | Common Stock (110700) | 110700 | Direct |
Footnotes
F1: Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F2: On December 4, 2013, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $50.62.
F3: Stock options awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F4: The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.