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HALLIBURTON CO — Director's Dealing 2013
Dec 10, 2013
30269_dirs_2013-12-10_9bea523e-53fb-4f02-a9a0-6b50282bafb2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2013-12-06
Reporting Person: Rainey Joe D (Pres., Eastern Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-06 | Common Stock | M | 14567 | $35.57 | Acquired | 218739.69 | Direct |
| 2013-12-06 | Common Stock | S | 14567 | $50.64 | Disposed | 204172.69 | Direct |
| 2013-12-06 | Common Stock | D | 2782 | $50.56 | Disposed | 201433.69 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-06 | Option to Buy Common Stock | $35.57 | M | 14567 | Disposed | 2021-12-06 | Common Stock (29133) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $50.62 | 2023-12-04 | Common Stock (45500) | 45500 | Direct |
| Option to Buy Common Stock | $33.50 | 2022-12-05 | Common Stock (37933) | 37933 | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2013.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.37 to $51.01, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F4: The amount of securities beneficially owned has been adjusted by 43 shares due to a miscalculation of shares withheld to pay taxes.
F5: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2013.