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HALLIBURTON CO — Director's Dealing 2011
Dec 8, 2011
30269_dirs_2011-12-08_96ef1bfc-75a0-4fcb-a9b1-e4fc7d1d147b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2011-12-06
Reporting Person: Brown James S (President - Western Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-06 | Common Stock | A | 33900 | $35.57 | Acquired | 392578.97 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-06 | Option to Buy Common Stock | $35.57 | A | 43700 | Acquired | 2021-12-06 | Common Stock (43700) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $15.42 | 2018-12-02 | Common Stock (16566) | 16566 | Direct |
| Option to Buy Common Stock | $39.19 | 2020-12-02 | Common Stock (26100) | 26100 | Direct |
| Option to Buy Common Stock | $29.35 | 2019-12-01 | Common Stock (45600) | 45600 | Direct |
| Option to Buy Common Stock | $35.67 | 2018-02-13 | Common Stock (10000) | 10000 | Direct |
| Option to Buy Common Stock | $33.02 | 2016-01-06 | Common Stock (6000) | 6000 | Direct |
| Option to Buy Common Stock | $29.97 | 2017-01-03 | Common Stock (13400) | 13400 | Direct |
Footnotes
F1: Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F2: On December 6, 2011, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $35.57.
F3: Stock options awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F4: The options granted become exercisable on each of the first, second and third aniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the option.