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HALLIBURTON CO — Director's Dealing 2011
Dec 8, 2011
30269_dirs_2011-12-08_8017d8e0-0111-4f34-89af-761eaa678203.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2011-12-06
Reporting Person: Garcia Christian A (Senior Vice Pres. - Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-06 | Common Stock | A | 4500 | $35.57 | Acquired | 52410 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-06 | Option to Buy Common Stock | $35.57 | A | 5800 | Acquired | 2021-12-06 | Common Stock (5800) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $5.13 | 2012-01-22 | Common Stock (300) | 300 | Direct |
| Option to Buy Common Stock | $6.28 | 2012-08-01 | Common Stock (3800) | 3800 | Direct |
| Option to Buy Common Stock | $11.83 | 2013-06-09 | Common Stock (2166) | 2166 | Direct |
| Option to Buy Common Stock | $33.03 | 2016-01-06 | Common Stock (933) | 933 | Direct |
| Option to Buy Common Stock | $29.87 | 2017-01-03 | Common Stock (2666) | 2666 | Direct |
| Option to Buy Common Stock | $35.03 | 2017-06-07 | Common Stock (3100) | 3100 | Direct |
| Option to Buy Common Stock | $38.01 | 2018-01-04 | Common Stock (5500) | 5500 | Direct |
| Option to Buy Common Stock | $19.45 | 2019-01-02 | Common Stock (13500) | 13500 | Direct |
| Option to Buy Common Stock | $31.65 | 2020-01-05 | Common Stock (13100) | 13100 | Direct |
| Option to Buy Common Stock | $40.83 | 2021-01-01 | Common Stock (9100) | 9100 | Direct |
Footnotes
F1: Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F2: On December 6, 2011, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $35.57.
F3: Stock options awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F4: The options granted become exercisable on each of the first, second and third aniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the option.