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HALLIBURTON CO — Director's Dealing 2011
Dec 8, 2011
30269_dirs_2011-12-08_d4b11437-00c6-4dca-b223-a061d5a79473.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2011-12-06
Reporting Person: Rainey Joe D (Pres., Eastern Hemisphere)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-06 | Common Stock | A | 83900 | $35.57 | Acquired | 170915.69 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-06 | Option to Buy Common Stock | $35.57 | A | 43700 | Acquired | 2021-12-06 | Common Stock (43700) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $39.19 | 2020-12-01 | Common Stock (25900) | 25900 | Direct |
| Option to Buy Common Stock | $14.43 | 2014-03-16 | Common Stock (5080) | 5080 | Direct |
| Option to Buy Common Stock | $22.56 | 2015-04-07 | Common Stock (2626) | 2626 | Direct |
| Option to Buy Common Stock | $33.03 | 2016-01-06 | Common Stock (3800) | 3800 | Direct |
| Option to Buy Common Stock | $29.87 | 2017-01-03 | Common Stock (3100) | 3100 | Direct |
| Option to Buy Common Stock | $38.01 | 2018-01-04 | Common Stock (4000) | 4000 | Direct |
| Option to Buy Common Stock | $15.10 | 2018-12-03 | Common Stock (14125) | 14125 | Direct |
| Option to Buy Common Stock | $30.09 | 2020-01-01 | Common Stock (10800) | 10800 | Direct |
Footnotes
F1: Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F2: On December 6, 2011, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $35.57.
F3: Stock options awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F4: The options granted become exercisable on each of the first, second and third aniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the option.