AI assistant
HALLIBURTON CO — Director's Dealing 2004
Dec 6, 2004
30269_dirs_2004-12-06_11e68f25-d425-496c-8184-1177dbce6d67.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLIBURTON CO (HAL)
CIK: 0000045012
Period of Report: 2004-12-02
Reporting Person: SMITH DAVID RICH (Vice President - Tax)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-12-02 | Common Stock | A | 2500 | $38.61 | Acquired | 33028 | Direct |
| 2004-12-02 | Common Stock | A | .301 | $41.35 | Acquired | 426.797 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-12-02 | Option to Buy Common Stock | $38.61 | A | 2400 | Acquired | 2014-12-02 | Common Stock (2400) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy Common Stock | $26.03 | 2014-01-02 | Common Stock (5000) | 5000 | Direct |
| Option to Buy Common Stock | $28.125 | 2008-12-02 | Common Stock (12000) | 12000 | Direct |
| Option to Buy Common Stock | $39.50 | 2009-12-02 | Common Stock (10500) | 10500 | Direct |
| Option to Buy Common Stock | $31.55 | 2011-07-19 | Common Stock (12375) | 12375 | Direct |
| Option to Buy Common Stock | $39.55 | 2011-02-23 | Common Stock (10500) | 10500 | Direct |
| Option to Buy Common Stock | $21.90 | 2011-10-01 | Common Stock (12375) | 12375 | Direct |
| Option to Buy Common Stock | $38.875 | 2007-11-20 | Common Stock (7600) | 7600 | Direct |
| Option to Buy Common Stock | $38.8125 | 2008-01-15 | Common Stock (8411) | 8411 | Direct |
| Option to Buy Common Stock | $40.8125 | 2008-01-15 | Common Stock (8410) | 8410 | Direct |
| Option to Buy Common Stock | $36.8125 | 2008-01-15 | Common Stock (8411) | 8411 | Direct |
| Option to Buy Common Stock | $12.27 | 2012-01-02 | Common Stock (12375) | 12375 | Direct |
| Option to Buy Common Stock | $16.76 | 2012-04-01 | Common Stock (12375) | 12375 | Direct |
Footnotes
F1: Shares awarded pursuant to the Halliburton Company 1993 Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F2: On December 2, 2004, the closing price of Halliburton Company Common Stock on the New York Stock Exchange was $38.61.
F3: Reporting Person's beneficial interest in 426.797 shares of Halliburton Company Common Stock by the Halliburton Company Employee Benefit Master Trust No. 3, which shares are 100% vested.
F4: Stock Options awarded pursuant to the Halliburton Company 1993 Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
F5: The options granted become exercisable on each of the first, second and third aniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the option.