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HALLADOR ENERGY CO — Director's Dealing 2020
Dec 18, 2020
32374_dirs_2020-12-18_3705f5f8-be77-4534-b431-98195f180db3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HALLADOR ENERGY CO (HNRG)
CIK: 0000788965
Period of Report: 2020-12-16
Reporting Person: Bilsland Brent K (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-16 | Common Stock, par value $.01 | M | 68500 | $1.07 | Acquired | 845375 | Direct |
| 2020-12-16 | Common Stock, par value $.01 | F | 30236 | $1.07 | Disposed | 815139 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-16 | Restricted Stock Units | $ | M | 68750 | Disposed | Common Stock, par value $.01 (68750) | Direct |
Footnotes
F1: Represents Restricted Stock Units that vested on December 16, 2020. Each Restricted Stock Unit represents one share of Hallador Common Stock, par value $.01. Vested shares will be delivered to the reporting person pursuant to the terms of the Amended and Restated 2008 RSU Plan.
F2: Represents vested shares of common stock withheld by the Issuer to satisfy applicable payroll tax withholding.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of Hallador Energy Common Stock. Vested shares will be delivered to the reporting person pursuant to the terms of the Amended and Restated 2008 RSU Plan.