Hagerty, Inc. — Director's Dealing 2024

Jul 9, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hagerty, Inc. (HGTY)
CIK: 0001840776
Period of Report: 2024-07-03

Reporting Person: SWANSON WILLIAM H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-07-03	Class A Common Stock	M	14400	—	Acquired	414400	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-07-03	Warrants	$	M	72000	Disposed		Class A Common Stock (72000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	28474	Direct

Footnotes

F1: The disposition of the warrants and the acquisition of Class A common stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") by The William and Cheryl Swanson Revocable Trust UTD 9/28/2000 (the "Trust") were approved by a committee comprised entirely of non-employee directors as defined in Rule 16b-3(b)(3) under the Securities Exchange Act of 1934, as amended.

F2: On July 3, 2024, pursuant to the Issuer's previously announced exchange offer, the Trust exchanged 72,000 warrants, which previously entitled the Trust to purchase one share of Class A Common Stock at a price of $11.50 per share, for 14,400 shares of Class A Common Stock.

F3: These securities are held by the Trust, of which the Reporting Person is trustee.