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Hagerty, Inc. — Director's Dealing 2024
Nov 1, 2024
31172_dirs_2024-11-01_642158ce-35fb-4505-8537-2bd0115e413c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hagerty, Inc. (HGTY)
CIK: 0001840776
Period of Report: 2024-10-30
Reporting Person: KAUFFMAN ROBERT I (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-30 | Class A Common Stock | S | 5010 | $10.73 | Disposed | 5037217 | Indirect |
| 2024-10-31 | Class A Common Stock | S | 4055 | $10.75 | Disposed | 5033162 | Indirect |
| 2024-11-01 | Class A Common Stock | S | 9103 | $10.92 | Disposed | 5024059 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 53474 | Direct |
Footnotes
F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.
F2: This transaction was executed in multiple trades at prices ranging from $10.59 to $10.81. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: This transaction was executed in multiple trades at prices ranging from $10.50 to $10.88. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $10.75 to $11.09. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.