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Hagerty, Inc. — Director's Dealing 2022
Oct 12, 2022
31172_dirs_2022-10-12_521a2670-a35f-42ce-a447-6b327183773f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hagerty, Inc. (HGTY)
CIK: 0001840776
Period of Report: 2022-10-07
Reporting Person: KAUFFMAN ROBERT I (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-07 | Public Warrants | $11.5 | P | 100 | Acquired | 2026-12-02 | Class A Common Stock (100.0) | Indirect |
| 2022-10-11 | Public Warrants | $11.5 | P | 6945 | Acquired | 2026-12-02 | Class A Common Stock (6945.0) | Indirect |
| 2022-10-12 | Public Warrants | $11.5 | P | 612 | Acquired | 2026-12-02 | Class A Common Stock (612.0) | Indirect |
Footnotes
F1: The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022.
F2: Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
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