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H2O AMERICA — Director's Dealing 2021
Jan 6, 2021
31819_dirs_2021-01-06_e80342cd-1e6c-4f89-bb1c-8aeb3fa3508e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SJW GROUP (SJW)
CIK: 0000766829
Period of Report: 2021-01-04
Reporting Person: Walters Andrew F (Chief Corp Development Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Common Stock | A | 1509 | — | Acquired | 11851 | Direct |
| 2021-01-04 | Common Stock | F | 496 | $68.29 | Disposed | 11355 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100 | Indirect |
Footnotes
F1: Represents 1,509 shares of the issuer's common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.
F2: Represents 7,543 shares of the issuer's common stock and 4,308 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.
F3: Represents 496 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2018, January 2, 2019, and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
F4: Represents 8,389 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.