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H2O AMERICA — Director's Dealing 2020
Jan 6, 2020
31819_dirs_2020-01-06_bd2839fd-0a66-468e-a913-c8115d03f3ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SJW GROUP (SJW)
CIK: 0000766829
Period of Report: 2020-01-02
Reporting Person: Papazian Suzy (Gen. Counsel & Vice Pres.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-02 | Common Stock | A | 1508 | — | Acquired | 8151 | Direct |
| 2020-01-02 | Common Stock | F | 353 | $69.63 | Disposed | 7798 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7263 | Indirect |
Footnotes
F1: Represents 1,508 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.
F2: Represents 4,071 shares of the issuer's common stock and 4,080 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.
F3: Represents 353 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 868 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 2, 2020 pursuant to the terms of the January 2, 2018 and January 2, 2019 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the RSUs were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
F4: Represents 4,586 shares of the issuer's common stock and 3,212 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.