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H2O AMERICA — Director's Dealing 2016
Aug 3, 2016
31819_dirs_2016-08-03_b5d6c364-a2d2-4607-bd39-8d58b1d5ef58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SJW CORP (SJW)
CIK: 0000766829
Period of Report: 2016-08-01
Reporting Person: Gere Andrew (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-29 | Common Stock | J | 300 | $36.01 | Acquired | 12158 | Direct |
| 2016-08-01 | Common Stock | F | 45 | $41.61 | Disposed | 12113 | Direct |
Footnotes
F1: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Corp. 2014 Employee Stock Purchase Plan.
F2: Represents 8,200 shares of the issuer's common stock and 3,958 shares of the issuer's common stock underlying restricted stock units.
F3: Represents 45 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on August 1, 2016 pursuant to the terms of the July 30, 2013 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities in the Form 3 filed on April 30, 2015, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
F4: Represents 8,275 shares of the issuer's common stock and 3,838 shares of the issuer's common stock underlying restricted stock units.