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H2O AMERICA — Director's Dealing 2015
Apr 30, 2015
31819_dirs_2015-04-30_fcce86e0-b8f5-4895-8103-76843926cae2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SJW CORP (SJW)
CIK: 0000766829
Period of Report: 2015-01-26
Reporting Person: CALI MARK L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-26 | Common Stock | G | 5080 | $0.00 | Disposed | 16521 | Direct |
| 2015-01-26 | Common Stock | G | 5080 | $0.00 | Acquired | 31847 | Indirect |
| 2015-04-29 | Common Stock | A | 1169 | $0.00 | Acquired | 17690 | Direct |
| 2015-04-29 | Common Stock | G | 1286 | $0.00 | Disposed | 16404 | Direct |
| 2015-04-29 | Common Stock | G | 1286 | $0.00 | Acquired | 33133 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26700 | Indirect |
| Common Stock | 71498 | Indirect |
| Common Stock | 170096 | Indirect |
| Common Stock | 1200 | Indirect |
| Common Stock | 288 | Indirect |
Footnotes
F1: Represents shares of the issuer's common stock issued in the name of The Mark Cali Revocable Trust upon settlement of restricted stock units previously reported by the reporting person in Table I as direclty owned.
F2: Includes 15,235 shares of deferred stock which will be distributed as actual shares of the issuer's common stock at a specified time and 1,286 shares of the issuer's common stock underlying restricted stock units.
F3: Represents 1,169 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2016 annual shareholders meeting, subject to accelerated vesting under certain prescribed circumstances.
F4: Includes 15,235 shares of deferred stock which will be distributed as actual shares of the issuer's common stock at a specified time and 2,455 shares of the issuer's common stock underlying restricted stock units.
F5: Includes 15,235 shares of deferred stock which will be distributed as actual shares of the issuer's common stock at a specified time and 1,169 shares of the issuer's common stock underlying restricted stock units.