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H2O AMERICA — Director's Dealing 2014
May 1, 2014
31819_dirs_2014-05-01_ae7249f0-e312-4a75-b50e-87397257cd15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SJW CORP (SJW)
CIK: 0000766829
Period of Report: 2014-04-22
Reporting Person: MOSS GEORGE E (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-22 | Common Stock | G | 78809 | $0.00 | Disposed | 1038793 | Direct |
| 2014-04-30 | Common Stock | A | 1286 | $0.00 | Acquired | 1040079 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 811059 | Indirect |
| Common Stock | 6644 | Indirect |
| Common Stock | 830 | Indirect |
| Common Stock | 1103 | Indirect |
Footnotes
F1: Represents 1,038,412 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and sole beneficiary and 381 shares of the Issuer's common stock underlying restricted stock units
F2: Represents 1,286 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2015 annual shareholders meeting, subject to accelerated vesting under certain prescribed circumstances.
F3: Represents 1,038,793 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and sole beneficiary and 1,286 shares of the Issuer's common stock underlying restricted stock units
F4: These shares represent 811,059 shares of common stock held by the John Kimberly Moss Trust, for which the reporting person is the trustee. The reporting person disclaims beneficial ownership in such shares except to the extent of his pecuniary interest therein.