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H2O AMERICA — Director's Dealing 2014
Oct 8, 2014
31819_dirs_2014-10-08_511329a0-8e99-43a9-96ab-eabc36724402.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SJW CORP (SJW)
CIK: 0000766829
Period of Report: 2014-10-06
Reporting Person: Lynch James Patrick (CFO/Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-06 | Common Stock | F | 285 | $27.12 | Disposed | 16749 | Direct |
Footnotes
F1: Represents 285 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable October 6, 2014 pursuant to the terms of the October 4, 2010 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
F2: Represents 6,216 shares of the issuer's common stock, 2,200 shares of the issuer's common stock held under a Roth IRA account, and 8,333 shares of the issuer's common stock underlying restricted stock units.