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Guild Holdings Co — Director's Dealing 2025
Nov 28, 2025
32060_dirs_2025-11-28_7dc21318-7b15-4ed6-81ca-4df5b0c47916.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2025-11-28
Reporting Person: Neylan David Manuel (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-11-28 | Class A Common Stock | G | 13000 | — | Disposed | 281726 | Direct |
| 2025-11-28 | Class A Common Stock | D | 281726 | — | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-11-28 | Performance Stock Units | $ | D | 16844 | Disposed | Common Stock (16844) | Direct | |
| 2025-11-28 | Dividend Equivalent Units | $ | D | 212 | Disposed | Common Stock (212) | Direct | |
| 2025-11-28 | Restricted Stock Units | $ | D | 4402 | Disposed | Common Stock (4402) | Direct | |
| 2025-11-28 | Dividend Equivalent Units | $ | D | 551 | Disposed | Common Stock (551) | Direct | |
| 2025-11-28 | Restricted Stock Units | $ | D | 18352 | Disposed | Common Stock (18352) | Direct | |
| 2025-11-28 | Dividend Equivalent Units | $ | D | 2295 | Disposed | Common Stock (2295) | Direct | |
| 2025-11-28 | Restricted Stock Units | $ | D | 39525 | Disposed | Common Stock (39525) | Direct | |
| 2025-11-28 | Dividend Equivalent Units | $ | D | 3052 | Disposed | Common Stock (3052) | Direct | |
| 2025-11-28 | Restricted Stock Units | $ | D | 50524.00 | Disposed | Common Stock (50524.00) | Direct | |
| 2025-11-28 | Dividend Equivalent Units | $ | D | 636 | Disposed | Common Stock (636) | Direct |
Footnotes
F1: Transferred to donor-advised fund.
F2: On June 17, 2025, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") among Gulf MSR HoldCo, LLC, Gulf MSR Merger Sub Corporation, and the Issuer, pursuant to which, at the Effective Time (as defined in the Merger Agreement), all outstanding shares of common stock of the Issuer were converted to the right to receive $20.00 per share in cash (the "Merger Consideration").
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs and PSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award or by the total number of shares underlying the PSU award (based on target level achievement of applicable performance goals), respectively.
F4: Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs or PSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs or PSUs, respectively.