Guild Holdings Co — Director's Dealing 2023

Apr 18, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2023-04-15

Reporting Person: KRAMER DESIREE AMBER (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-04-15	Class A Common Stock, par value $0.01 per share	A	41285	—	Acquired	246484	Direct
2023-04-15	Class A Common Stock, par value $0.01 per share	F	4348	$10.90	Disposed	242136	Direct

Footnotes

F1: Grant of 41,285 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date of April 15, 2023, generally subject to the Reporting Person's continued employment through the applicable vesting date.

F2: Includes (i) 60,158 RSUs vesting as to 20,053 units on October 21, 2023 and as to 40,105 units on October 21, 2024, and (ii) 25,145 RSUs vesting in substantially equal installments on April 15, 2024 and April 15, 2025. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3: Represents shares of the Issuer's Class A common stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of RSUs (including related dividend equivalent units), which vested on April 15, 2023.