Guild Holdings Co — Director's Dealing 2023

Jul 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2023-07-01

Reporting Person: Schmidt Terry Lynn (Director, CHIEF EXECUTIVE OFFICER, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-07-01	Class A Common Stock, par value $0.01 per share	A	44015	$11.36	Acquired	2698038	Direct

Footnotes

F1: Grant of 44,015 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date of July 1, 2023, generally subject to the Reporting Person's continued employment through the applicable vesting date.

F2: Includes (i) 99,318 RSUs vesting as to 33,106 units on October 21, 2023 and as to 66,212 units on October 21, 2024; (ii) 53,882 RSUs vesting in substantially equal installments on April 15, 2024 and April 15, 2025 and (iii) 91,744 RSUs vesting in substantially equal installments on April 15, 2024, April 15, 2025 and April 15, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.