Guild Holdings Co — Director's Dealing 2023

Sep 11, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2023-09-07

Reporting Person: Neylan David Manuel (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-07	Class A Common Stock, par value $0.01 per share	A	7405	$11.25	Acquired	356373	Direct

Footnotes

F1: Represents an adjustment to restricted stock unit ("RSU") holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on August 2, 2023, and paid on September 7, 2023.

F2: Includes (i) 65,202 RSUs vesting as to 21,725 units on October 21, 2023 and as to 43,477 units on October 21, 2024; (ii) 95,010 RSUs vesting as to 37,911 units on April 15, 2024, 37,916 units on April 15, 2025 and as to 19,183 on April 15, 2026 and (iii) 13,792 RSUs vesting in substantially equal installments on July 1, 2024, July 1, 2025 and July 1, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.