Guild Holdings Co — Director's Dealing 2023

Sep 11, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2023-09-07

Reporting Person: KRAMER DESIREE AMBER (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-07	Class A Common Stock, par value $0.01 per share	A	5627	$11.25	Acquired	247763	Direct

Footnotes

F1: Represents an adjustment to restricted stock unit ("RSU") holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on August 2, 2023, and paid on September 7, 2023.

F2: Includes (i) 62,832 RSUs vesting as to 20,935 units on October 21, 2023 and as to 41,897 units on October 21, 2024 and (ii) 69,382 RSUs vesting as to 27,496 units on April 15, 2024, 27,498 units on April 15, 2025 and as to 14,388 on April 15, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.