Guild Holdings Co — Director's Dealing 2023

Sep 11, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2023-09-07

Reporting Person: Schmidt Terry Lynn (Director, CHIEF EXECUTIVE OFFICER, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-07	Class A Common Stock, par value $0.01 per share	A	12843	$11.25	Acquired	2710881	Direct

Footnotes

F1: Represents an adjustment to restricted stock unit ("RSU") holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on August 2, 2023, and paid on September 7, 2023.

F2: Includes (i) 103,732 RSUs vesting as to 34,563 units on October 21, 2023 and as to 68,169 units on October 21, 2024; (ii) 152,098 RSUs vesting as to 60,059 units on April 15, 2024, 60,066 units on April 15, 2025 and as to 31,973 on April 15, 2026 and (iii) 45,971 RSUs vesting in substantially equal installments on July 1, 2024, July 1, 2025 and July 1, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.