Guild Holdings Co — Director's Dealing 2023

Sep 11, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2023-09-07

Reporting Person: McGarry Mary Ann (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-07	Class A Common Stock, par value $0.01 per share	A	13304	$11.25	Acquired	360201	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock, par value $0.01 per share	4380740	Indirect

Footnotes

F1: Represents an adjustment to restricted stock unit ("RSU") holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on August 2, 2023, and paid on September 7, 2023.

F2: Includes (i) 112,624 RSUs vesting as to 37,526 units on October 21, 2023 and as to 75,098 units on October 21, 2024 and (ii) 200,008 RSUs vesting as to 76,021 units on April 15, 2024, 76,028 units on April 15, 2025 and as to 47,959 on April 15, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3: Represents shares of Class A Common Stock beneficially owned by Ms. McGarry through McGarry Strategic Enterprises, LLC, in which Ms. McGarry owns a 99% ownership interest. Ms. McGarry serves as the Manager of McGarry Strategic Enterprises, LLC and exercises voting and investment control over the securities held by that entity.