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Guild Holdings Co — Director's Dealing 2023
Sep 11, 2023
32060_dirs_2023-09-11_64534e5b-16b9-49c9-b7d0-982811a5f030.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2023-09-07
Reporting Person: Duffy Patrick Joseph (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-07 | Class A Common Stock, par value $0.01 per share | A | 695 | $11.25 | Acquired | 62845 | Direct |
Footnotes
F1: Represents an adjustment to restricted stock unit ("RSU") holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on August 2, 2023, and paid on September 7, 2023.
F2: Includes 16,320 RSUs each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock, which will vest, generally subject to continued service on the Board of Directors, on the date of the Issuer's 2024 annual shareholder meeting.