AI assistant
Guild Holdings Co — Director's Dealing 2023
Oct 25, 2023
32060_dirs_2023-10-24_6e6c9caa-0384-43c4-a594-1199a1ea3b19.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2023-10-22
Reporting Person: KRAMER DESIREE AMBER (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-22 | Class A Common Stock, par value $0.01 per share | F | 7243 | $11.21 | Disposed | 240520 | Direct |
Footnotes
F1: Represents shares of the Issuer's Class A common stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") (including related dividend equivalent units), which vested on October 22, 2023.
F2: Includes (i) 41,889 vesting on October 21, 2024 and (ii) 69,382 RSUs vesting as to 27,496 units on April 15, 2024, 27,498 units on April 15, 2025 and as to 14,388 units on April 15, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.