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Guild Holdings Co Director's Dealing 2023

Oct 25, 2023

32060_dirs_2023-10-24_6e6c9caa-0384-43c4-a594-1199a1ea3b19.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2023-10-22

Reporting Person: KRAMER DESIREE AMBER (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-10-22 Class A Common Stock, par value $0.01 per share F 7243 $11.21 Disposed 240520 Direct

Footnotes

F1: Represents shares of the Issuer's Class A common stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") (including related dividend equivalent units), which vested on October 22, 2023.

F2: Includes (i) 41,889 vesting on October 21, 2024 and (ii) 69,382 RSUs vesting as to 27,496 units on April 15, 2024, 27,498 units on April 15, 2025 and as to 14,388 units on April 15, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.