Guild Holdings Co — Director's Dealing 2023

Oct 25, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2023-10-22

Reporting Person: Schmidt Terry Lynn (Director, CHIEF EXECUTIVE OFFICER, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-10-22	Class A Common Stock, par value $0.01 per share	F	8420	$11.21	Disposed	2702461	Direct

Footnotes

F1: Represents shares of the Issuer's Class A common stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") (including related dividend equivalent units), which vested on October 22, 2023.

F2: Includes (i) 69,155 RSUs vesting on October 21, 2024; (ii) 152,098 RSUs vesting as to 60,059 units on April 15, 2024, 60,066 units on April 15, 2025 and as to 31,973 units vesting on April 15, 2026 and (iii) 45,971 RSUs vesting in substantially equal installments on July 1, 2024, July 1, 2025 and July 1, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.