Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Guild Holdings Co Director's Dealing 2023

Dec 11, 2023

32060_dirs_2023-12-11_d2732862-05df-4ce0-bf5b-c93c9b0e7e9f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2023-12-08

Reporting Person: Marcon Martha E. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-08 Class A Common Stock, par value $0.01 per share S 930 $12.75 Disposed 55406 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.75 to $12.83, inclusive. The reporting person undertakes to provide to Guild Holdings Company, any security holder of Guild Holdings Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: Includes 12,075 and 10,880 RSUs each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock, which will vest, generally subject to continued service on the Board of Directors, on April 30, 2024 and on the date of the Issuer's 2024 annual shareholder meeting, respectively.