Guild Holdings Co — Director's Dealing 2022

Apr 19, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2022-04-15

Reporting Person: McGarry Mary Ann (Director, CHIEF EXECUTIVE OFFICER, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-04-15	Class A Common Stock, par value $0.01 per share	A	80819	—	Acquired	224595	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock, par value $0.01 per share	4380740	Indirect

Footnotes

F1: Grant of 80,819 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.

F2: Includes 143,776 RSUs each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest as to 25% of the units on each of the second and third anniversaries of the grant date of October 21, 2020 and as to 50% of the units on the fourth anniversary of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.

F3: 4,380,740 shares of Class A Common Stock beneficially owned by Ms. McGarry through McGarry Strategic Enterprises, LLC, in which Ms. McGarry owns a 99% ownership interest. Ms. McGarry serves as the Manager of McGarry Strategic Enterprises, LLC and exercises voting and investment control over the securities held by that entity.