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Guild Holdings Co — Director's Dealing 2022
Apr 19, 2022
32060_dirs_2022-04-18_66d0b4d1-40e5-44ca-8df9-5e8c7ba95f8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2022-04-15
Reporting Person: Schmidt Terry Lynn (Director, PRESIDENT, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-15 | Class A Common Stock, par value $0.01 per share | A | 80819 | — | Acquired | 2576901 | Direct |
Footnotes
F1: Grant of 80,819 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.
F2: Includes 132,425 RSUs each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest as to 25% of the units on each of the second and third anniversaries of the grant date of October 21, 2020 and as to 50% of the units on the fourth anniversary of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.