Guild Holdings Co — Director's Dealing 2022

Oct 25, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2022-10-21

Reporting Person: Klika Lisa (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-10-21	Class A Common Stock, par value $0.01 per share	F	4449	$9.25	Disposed	178929	Direct

Footnotes

F1: Represents shares of Class A Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units (including related dividend equivalent units), which vested on October 21, 2022.

F2: Includes (i) 38,592 RSUs vesting as to 12,865 units on October 21, 2023, and as to 25,727 units on October 21, 2024, and (ii) 37,716 RSUs vesting in substantially equal 1/3 installments beginning on April 15, 2023. The vesting of the RSUs is generally subject to the award recipient's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.