Guild Holdings Co — Director's Dealing 2020

Oct 22, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2020-10-21

Reporting Person: Duffy Patrick Joseph (Director, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common Stock, par value $0.01 per share	45233291	Indirect

Footnotes

F1: Includes 45,233,291 shares of the Class B Common Stock ("Common Stock") of Guild Holdings Company which are held of record by McCarthy Capital Mortgage Investors, LLC ("MCMI") and over which McCarthy Partners, LLC exercises voting and investment control. In his capacity as the President of McCarthy Partners, LLC, Mr. Duffy may be deemed to exercise voting and investment control over the shares of Common Stock held by MCMI.