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Guild Holdings Co Director's Dealing 2020

Oct 24, 2020

32060_dirs_2020-10-23_cb8d0ade-6b21-4af8-934f-ea3d7e66487a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2020-10-21

Reporting Person: Elwell Desiree Amber (See Remarks)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-21 Restricted Stock Units $ A 70667 Acquired Class A Common Stock, par value $0.01 per share (70667) Direct

Footnotes

F1: Represents restricted stock units of Guild Holdings Company granted to Ms. Elwell under Guild Holdings Company's 2020 Omnibus Incentive Plan.

F2: Each restricted stock unit represents a contingent right to receive one share of Guild Holdings Company's Class A Common Stock, par value $0.01 per share.

F3: Restricted stock units vest as to 25% of the units on each of the second and third anniversaries of the grant date and as to 50% of the units on the fourth anniversary of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.