Guild Holdings Co — Director's Dealing 2020

Oct 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Guild Holdings Co (GHLD)
CIK: 0001821160
Period of Report: 2020-10-21

Reporting Person: Neylan David Manuel (See Remarks)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-21	Restricted Stock Units	$	A	73333	Acquired		Class A Common Stock, par value $0.01 per share (73333)	Direct

Footnotes

F1: Represents restricted stock units of Guild Holdings Company granted to Mr. Neylan under Guild Holdings Company's 2020 Omnibus Incentive Plan.

F2: Each restricted stock unit represents a contingent right to receive one share of Guild Holdings Company's Class A Common Stock, par value $0.01 per share.

F3: Restricted stock units vest as to 25% of the units on each of the second and third anniversaries of the grant date and as to 50% of the units on the fourth anniversary of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.