GUESS INC — Director's Dealing 2023

Mar 14, 2023

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2023-01-28

Reporting Person: MARCIANO MAURICE (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-03-31	Common Stock	G	55000	—	Disposed	1597650	Indirect
2022-04-01	Common Stock	G	35412	—	Disposed	1588422	Indirect
2022-04-01	Common Stock	G	89836	—	Acquired	802236	Indirect
2022-06-27	Common Stock	G	45000	—	Disposed	1552650	Indirect
2022-06-30	Common Stock	G	24980	—	Disposed	1563442	Indirect
2022-06-30	Common Stock	G	74912	—	Acquired	877148	Indirect
2022-10-04	Common Stock	G	40000	—	Disposed	1512650	Indirect
2022-10-06	Common Stock	G	5699	—	Disposed	1557743	Indirect
2022-10-06	Common Stock	G	41305	—	Acquired	918453	Indirect
2023-01-04	Common Stock	G	50000	—	Disposed	1462650	Indirect
2023-01-05	Common Stock	G	20740	—	Disposed	1537003	Indirect
2023-01-05	Common Stock	G	63810	—	Acquired	982263	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7846	Direct
Common Stock	4617263	Indirect
Common Stock	1500000	Indirect
Common Stock	70	Indirect
Common Stock	349491	Indirect
Common Stock	103801	Indirect
Common Stock	554940	Indirect

Footnotes

F1: Shares are held by MM CRUT, LLC.

F2: Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.

F3: Shares are held by Maurice Marciano Charitable Remainder Unitrust II.

F4: Shares are held by MM CRUT II, LLC.

F5: Shares are held by the Maurice Marciano Trust (2006 Restatement).

F6: Shares are held by CAROLEM Capital, LLC.

F7: Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano.

F8: Shares are held by Maurice Marciano 2020 Exempt Trust.

F9: Shares are held by Next Step Capital, LLC.

F10: Shares are held by Next Step Capital II, LLC.