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GUESS INC — Director's Dealing 2023
May 5, 2023
32343_dirs_2023-05-05_7414ba44-1407-4358-94de-81f3647d464a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2023-04-26
Reporting Person: Benarouche Fabrice (SVP Finance and IR, CAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 103427 | Direct |
| Common Stock | 158 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $21.8300 | 2024-11-05 | Common Stock (25000) | Direct | |
| Employee Stock Option (right to buy) | $18.2000 | 2025-04-02 | Common Stock (14100) | Direct | |
| Employee Stock Option (right to buy) | $18.8200 | 2026-03-30 | Common Stock (21400) | Direct | |
| Employee Stock Option (right to buy) | $11.2200 | 2027-03-29 | Common Stock (72500) | Direct | |
| Employee Stock Option (right to buy) | $20.7400 | 2028-03-30 | Common Stock (14000) | Direct | |
| Employee Stock Option (right to buy) | $14.3200 | 2029-06-10 | Common Stock (31300) | Direct |
Footnotes
F1: The option vested in four equal annual installments beginning on November 5, 2015.
F2: The option vested in four equal annual installments beginning on January 5, 2016.
F3: The option vested in four equal annual installments beginning on January 5, 2017.
F4: The option vested in four equal annual installments beginning on January 5, 2018.
F5: The option vested in four equal annual installments beginning on January 5, 2019.
F6: The option vests in four equal annual installments. The first three installment became exercisable on each June 10 of 2020, 2021, 2022 and the last installment will become exercisable on June 10, 2023.