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GUESS INC — Director's Dealing 2023
May 9, 2023
32343_dirs_2023-05-09_144d7b36-4d08-4a9b-98b3-e3ca0f443503.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2023-05-05
Reporting Person: MARCIANO MAURICE (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-05 | Common Stock | A | 9873 | $0.00 | Disposed | 9873 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4625109 | Indirect |
| Common Stock | 1417650 | Indirect |
| Common Stock | 1060736 | Indirect |
| Common Stock | 1504031 | Indirect |
| Common Stock | 1500000 | Indirect |
| Common Stock | 70 | Indirect |
| Common Stock | 349491 | Indirect |
| Common Stock | 103801 | Indirect |
| Common Stock | 554940 | Indirect |
Footnotes
F1: Acquired pursuant to Issuer's equity plan.
F2: Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
F3: Shares are held by the Maurice Marciano Trust (2006 Restatement).
F4: Shares are held by MM CRUT, LLC.
F5: Shares are held by MM CRUT II, LLC.
F6: Shares are held by Maurice Marciano Charitable Remainder Unitrust II.
F7: Shares are held by CAROLEM Capital, LLC.
F8: Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano.
F9: Shares are held by Maurice Marciano 2020 Exempt Trust.
F10: Shares are held by Next Step Capital, LLC.
F11: Shares are held by Next Step Capital II, LLC.