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GUESS INC — Director's Dealing 2021
Feb 4, 2021
32343_dirs_2021-02-03_bf88aec1-d210-489a-aca5-9936fa54e98e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2021-02-01
Reporting Person: MARCIANO MAURICE (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-01 | Common Stock | A | 7905 | — | Acquired | 16199 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4598087 | Indirect |
| Common Stock | 1500000 | Indirect |
| Common Stock | 1760000 | Indirect |
| Common Stock | 505397 | Indirect |
| Common Stock | 70 | Indirect |
| Common Stock | 349491 | Indirect |
| Common Stock | 1691709 | Indirect |
| Common Stock | 103801 | Indirect |
| Common Stock | 554940 | Indirect |
Footnotes
F1: Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
F2: Shares are held by the Maurice Marciano Trust (2006 Restatement).
F3: Shares are held by CAROLEM Capital, LLC.
F4: Shares are held by MM CRUT, LLC.
F5: Shares are held by MM CRUT II, LLC.
F6: Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano.
F7: Shares are held by Maurice Marciano Special Exempt Trust.
F8: Shares are held by Maurice Marciano Charitable Remainder Unitrust II.
F9: Shares are held by Next Step Capital, LLC.
F10: Shares are held by Next Step Capital II, LLC.