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GUESS INC — Director's Dealing 2021
Feb 10, 2021
32343_dirs_2021-02-09_b2b0a96f-deed-4631-9557-298c3ee45f21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2021-02-05
Reporting Person: MARCIANO PAUL (Director, Chief Creative Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-05 | Common Stock | A | 91347 | — | Acquired | 247098 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9966935 | Indirect |
| Common Stock | 105977 | Indirect |
| Common Stock | 370309 | Indirect |
| Common Stock | 349491 | Indirect |
| Common Stock | 170666 | Indirect |
| Common Stock | 339005 | Indirect |
| Common Stock | 1481700 | Indirect |
| Common Stock | 4598087 | Indirect |
| Common Stock | 103801 | Indirect |
| Common Stock | 554940 | Indirect |
| Common Stock | 1691709 | Indirect |
| Common Stock | 1760000 | Indirect |
Footnotes
F1: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.
F2: Shares are held by the Paul Marciano Trust dated, 2/20/86.
F3: Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F4: Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F5: Shares are held by Paul Marciano Special Exempt Trust.
F6: Shares are held by G Financial Holdings, LLC.
F7: Shares are held by G Financial Holdings II, LLC.
F8: Shares are held by NRG Capital Holdings, LLC.
F9: Shares are held by the Maurice Marciano Trust (2006 Restatement). The reporting person was appointed trustee of such entity on August 18, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F10: Shares are held by Next Step Capital, LLC. The reporting person was appointed investment director of such entity on August 23, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F11: Shares are held by Next Step Capital II, LLC. The reporting person was appointed investment director of such entity on August 23, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F12: Shares are held by Maurice Marciano Charitable Remainder Unitrust II. The reporting person was appointed as investment committee member of the trustee of such entity on August 22, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F13: Shares are held by MM CRUT, LLC. The reporting person was appointed investment director of such entity on August 22, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.