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GUESS INC Director's Dealing 2021

Feb 10, 2021

32343_dirs_2021-02-09_b2b0a96f-deed-4631-9557-298c3ee45f21.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2021-02-05

Reporting Person: MARCIANO PAUL (Director, Chief Creative Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-05 Common Stock A 91347 Acquired 247098 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9966935 Indirect
Common Stock 105977 Indirect
Common Stock 370309 Indirect
Common Stock 349491 Indirect
Common Stock 170666 Indirect
Common Stock 339005 Indirect
Common Stock 1481700 Indirect
Common Stock 4598087 Indirect
Common Stock 103801 Indirect
Common Stock 554940 Indirect
Common Stock 1691709 Indirect
Common Stock 1760000 Indirect

Footnotes

F1: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.

F2: Shares are held by the Paul Marciano Trust dated, 2/20/86.

F3: Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F4: Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F5: Shares are held by Paul Marciano Special Exempt Trust.

F6: Shares are held by G Financial Holdings, LLC.

F7: Shares are held by G Financial Holdings II, LLC.

F8: Shares are held by NRG Capital Holdings, LLC.

F9: Shares are held by the Maurice Marciano Trust (2006 Restatement). The reporting person was appointed trustee of such entity on August 18, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F10: Shares are held by Next Step Capital, LLC. The reporting person was appointed investment director of such entity on August 23, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F11: Shares are held by Next Step Capital II, LLC. The reporting person was appointed investment director of such entity on August 23, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F12: Shares are held by Maurice Marciano Charitable Remainder Unitrust II. The reporting person was appointed as investment committee member of the trustee of such entity on August 22, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F13: Shares are held by MM CRUT, LLC. The reporting person was appointed investment director of such entity on August 22, 2020. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.