GUESS INC — Director's Dealing 2021

Apr 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2021-04-13

Reporting Person: MARCIANO PAUL (Director, Chief Creative Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-13	Common Stock	A	310881	—	Acquired	379328	Direct
2021-04-13	Common Stock	S	30000	$26.77	Disposed	1451700	Indirect
2021-04-14	Common Stock	S	40000	$26.98	Disposed	1411700	Indirect
2021-04-15	Common Stock	S	30000	$27.43	Disposed	1381700	Indirect
2021-04-06	Common Stock	G	35000	—	Disposed	1725000	Indirect
2021-04-07	Common Stock	G	29615	—	Disposed	1662094	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10145586	Indirect
Common Stock	105977	Indirect
Common Stock	370309	Indirect
Common Stock	349491	Indirect
Common Stock	170666	Indirect
Common Stock	339005	Indirect
Common Stock	4598087	Indirect
Common Stock	103801	Indirect
Common Stock	554940	Indirect

Footnotes

F1: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.

F2: Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.

F3: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.54 to $27.00. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

F4: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.67 to $27.36. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

F5: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.65 to $28.08. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

F6: Shares are held by NRG Capital Holdings, LLC.

F7: Shares are held by MM CRUT, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F8: Shares are held by Maurice Marciano Charitable Remainder Unitrust II. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F9: Shares are held by the Paul Marciano Trust dated, 2/20/86.

F10: Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F11: Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F12: Shares are held by Paul Marciano Special Exempt Trust.

F13: Shares are held by G Financial Holdings, LLC.

F14: Shares are held by G Financial Holdings II, LLC.

F15: Shares are held by the Maurice Marciano Trust (2006 Restatement). The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F16: Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.

F17: Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.