GUESS INC — Director's Dealing 2021

Jul 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2021-06-30

Reporting Person: ALBERINI CARLOS (Director, CEO and Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-30	Performance Share Units	$	A	300000	Acquired		Common Stock (300000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	485456	Direct
Common Stock	208410	Indirect
Common Stock	321943	Indirect

Footnotes

F1: Includes 1,172 shares acquired under a tax conditioned plan and not required to be reported pursuant to Rule 16b-3(c).

F2: Shares are held by Alberini Family LLC.

F3: Shares are held by Carlos and Andrea Alberini Trust.

F4: Each Performance Share Unit (PSU) represents a contingent right to receive one share of Guess, Inc. common stock.

F5: The PSU Award is subject to certain performance based vesting requirements tied to the growth in the Companys stock price. Vesting is based in 25% increments upon GES common stock achieving a market price of $35, $40, $45, and $50 per share on or by June 30 of 2022, 2023, 2024 and 2025, respectively. The performance requirement is satisfied for each tranche if the stock price hurdle is achieved at any point prior to July 1, 2025. Stock price for purposes of determining achievement is the trailing 15 trading day average closing stock price (plus dividends paid during the applicable period).