Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

GUESS INC Director's Dealing 2017

Mar 31, 2017

32343_dirs_2017-03-31_73acaab1-fa3e-4166-9422-75251a1eeaee.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2017-03-29

Reporting Person: MARCIANO PAUL (Director, EC & Chief Creative Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-29 Common Stock A 67303 Acquired 125925 Direct
2017-03-29 Common Stock F 11061 $11.22 Disposed 114864 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 105977 Indirect
Common Stock 370309 Indirect
Common Stock 8902438 Indirect
Common Stock 349491 Indirect
Common Stock 170666 Indirect
Common Stock 339005 Indirect
Common Stock 1481700 Indirect

Footnotes

F1: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.

F2: Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.

F3: Shares are held by Exempt Gift Trust under the Next Step Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

F4: Shares are held by the Nonexempt Gift Trust under the Next Step Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

F5: Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.

F6: Shares are held by Paul Marciano Special Exempt Trust, of which the reporting person has sole investment power.

F7: Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.

F8: Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person.

F9: Share are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.